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Compliance Assistant, 6 months FT contract

  • Location:

    Singapore

  • Sector:

    Compliance

  • Job type:

    Permanent

  • Salary:

    S$54000.00 - S$60000.00 per annum

  • Contact:

    Cobalt Recruitment

  • Contact email:

    sgfinbank@cobaltrecrutment.com

  • Job ref:

    JN -012021-72489_1611543492

  • Published:

    25 January 2021

  • Expiry date:

    26 March 2021

  • Startdate:

    ASAP

As a Compliance assistant, reporting to the Head, your responsibilities will include-

  • Maintain compliance policies and procedures for the general operations of the CMS licensed fund manager
  • Review and perform client on-boarding and ensure client due diligence - KYC/CDD
  • Liaise with clients for issues and deficiencies identified.
  • Conduct investigations on suspicious transactions/activities surfaced during reviews
  • Liaise with business managers for issues and deficiencies identified during reviews
  • Keep abreast of regulatory implementations and ensure adherence to law, rules and standards in Singapore
  • Promote & monitor compliance with all relevant business units
  • Work with internal/external stakeholders
  • Assist in risk assessment and risk management of the organisation
  • Assist in preparation of training materials
  • Assist in projects or process improvements and other ad-hoc duties

Requirements

  • Bachelor's degree in accounting, business, public administration, or related field
  • 3-5 years' experience in Compliance within financial services
  • An understanding of compliance issues and regulatory requirements within financial services .
  • Strong communication and interpersonal skills
  • Excellent project management skills
  • Ability to delegate tasks and supervise others
  • Great multi-tasking abilities and attention to detail

License No. 12C6031

EA Reg. ID R1442158

Cobalt Consulting (Asia) Pte Limited | License No. 12C6031