Compliance Assistant, 12 months contract

As a Compliance assistant, reporting to the Head, your responsibilities will include-

• Maintain compliance policies and procedures for the general operations of the CMS licensed fund manager
• Review and perform client on-boarding and ensure client due diligence - KYC/CDD
• Liaise with clients for issues and deficiencies identified.
• Conduct investigations on suspicious transactions/activities surfaced during reviews
• Liaise with business managers for issues and deficiencies identified during reviews
• Keep abreast of regulatory implementations and ensure adherence to law, rules and standards in Singapore
• Promote & monitor compliance with all relevant business units
• Work with internal/external stakeholders
• Assist in risk assessment and risk management of the organisation
• Assist in preparation of training materials
• Assist in projects or process improvements and other ad-hoc duties

Requirements

• Bachelor's degree in accounting, business, public administration, or related field
• 3-5 years' experience in Compliance within financial services
• An understanding of compliance issues and regulatory requirements within financial services .
• Strong communication and interpersonal skills
• Excellent project management skills
• Ability to delegate tasks and supervise others
• Great multi-tasking abilities and attention to detail

License No. 12C6031

EA Reg. ID R1442158

Cobalt Consulting (Asia) Pte Limited | License No. 12C6031